Enforcement Actions Administrative

Mar 17
2003

Order No. CDO/FIN-1499

In the Matter of ESS Environmental, Inc. and Sean Boyd

Mar 7
2003

Order No. CDO-1498

In the Matter of Mid-Continent Oil and Gas, Inc.; Steven Lee White; Chad Willis and Timothy "Tim"Boyd

Feb 14
2003

Order No. CAF-1496

In the Matter of the Applications for Investment Adviser Registration of Willingham Asset Management, Inc. and the Investment Adviser Representative Registration of Burton James Willingham

Feb 14
2003

Order No. CDO-1497

In the Matter of Diamond "S"Oil, LLC and Pete Lippincott

Feb 12
2003

Order No. CDO-1495

In the Matter of Omega Financial Group

Feb 6
2003

Order No. SUS-1494

In the Matter of the Agent Registration of Alonso Martin Martinez

Feb 3
2003

Order No. CDO-1493

In the Matter of Strike Challenge, Inc.; Richard A. Humphrey; and Gary Ashcraft

Jan 16
2003

Order No. CAF-1492

In the Matter of the Agent Registration of Douglas Wayne Blankenship

Jan 10
2003

Order No. CDO-1491

In the Matter of Pension Plans of America; Ken A. Wright; and Lloyd Sharp

Dec 31
2002

Order No. CDO-1490

In the Matter of Southwest Earth Resources, Inc. and Gary A. Shepherd