Enforcement Actions Administrative

In the Matter of Thell G. Prueitt DBA Fresh Start Funding Group; David K. Hughes; ATM Marketing, Inc.; Paul R. Miller; and ATM Mangement, Inc.

In the Matter of the Dealer Registration of Credit Suisse First Boston LLC, f/k/a Credit Suisse First Boston Corporation

In the Matter of the Dealer Registration of Ameritas Investment Corporation

In the Matter of the Dealer Registrations of UBS Warburg LLC and UBS Painewebber Inc.

In the Matter of the Dealer Registration of Goldman, Sachs & Co.

In the Matter of the Application for Agent Registration of Kenneth Paul Lawrence

In the Matter of the Application for Agent Registration of Tony Eugene Morrison

In the Matter of the Application for Agent Registration of William Paul Hudson

In the Matter of Northstar Energy, Inc.; Larry M. Koonce; and Paul M. Esposito

In the Matter of the Application for Agent Registration of Stephen Christopher Plunkett