Enforcement Actions Administrative

In the Matter of the Dealer Registrations of UBS Warburg LLC and UBS Painewebber Inc.

In the Matter of the Dealer Registration of Goldman, Sachs & Co.

In the Matter of the Application for Agent Registration of Kenneth Paul Lawrence

In the Matter of the Application for Agent Registration of Tony Eugene Morrison

In the Matter of the Application for Agent Registration of William Paul Hudson

In the Matter of Northstar Energy, Inc.; Larry M. Koonce; and Paul M. Esposito

In the Matter of the Application for Agent Registration of Stephen Christopher Plunkett

In the Matter of the Application for Agent Registration of Christopher Rene Madrid

In the Matter of Softnet Communications Caribbean Ltd., and Stewart Warner

In the Matter of Chestnut Petroleum, Inc.