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Learn the core four principles of investing

Learn the CORE FOUR

Learning about investing starts with the CORE FOUR: Making Investments, Investing for Retirement, Choosing a Financial Professional, and Scams & Unsuitable Investments. All are available in Spanish.

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2020 Texas Investor Guide cover

Order the 2020 Texas Investor Guide

Order the 10th anniversary edition of the Texas Investor Guide: Strategies for Investing Wisely and Avoiding Financial Fraud. For free copies, provide a mailing address to txig@ssb.texas.govThe Investor Guide is also in Spanish.

The Latest News & Publications

State Securities Regulators in Texas and Alabama Team Up to Protect Senior Investors and Put a Stop to Fraudulent Precious Metal Investments

The Texas State Securities Board (TSSB) and the Alabama Securities Commission (ASC) issued cease and desist orders against TRUE BULLION LLC DBA GSI EXCHANGE, directing it to shut down illegal operations in Alabama and Texas. 

The Texas and Alabama orders...

Serial Recidivist’s Joyride Speeds to a Halt

Robert Mangiafico Jr., a 55-year-old resident of Carrollton, was sentenced by the 296th District Court in Collin County to serve 20 years for evading arrest with a deadly weapon and 63 years for possession with intent to deliver GHB...

Texas Stops Fraudulent Private Equity Scheme

Securities Commissioner Travis J. Iles entered an Emergency Cease and Desist Order against Prestige Equity and others accused of illegally offering lucrative investments tied to a private equity fund.

According to the order, the parties are claiming investors become limited...

Securities Commissioner Issues Two Administrative Orders

Texas Securities Commissioner, Travis J. Iles, entered an order today suspending the license of Dallas-based investment adviser and agent Michael E. Witt for a period of thirty days due to Witt’s inequitable business practices in connection with a former advisor...

About the Texas Securities Board

Our Mission

The State Securities Board is responsible for administering and enforcing the Texas Securities Act. The mission of the State Securities Board is to protect Texas investors. Consistent with that purpose, the Agency seeks to ensure a free and competitive securities market for Texas, increase investor confidence, and thereby encourage the formation of capital and the creation of new jobs in Texas.

View current employment opportunities