ALERT:
For Professionals & the Industry
Registration of Dealers & Investment Advisers
Regulation of Securities Offerings
For Investors
Learn the CORE FOUR
Learning about investing starts with the CORE FOUR: Making Investments, Investing for Retirement, Choosing a Financial Professional, and Scams & Unsuitable Investments. All are available in Spanish.
Order the 2020 Texas Investor Guide
Order the 10th anniversary edition of the Texas Investor Guide: Strategies for Investing Wisely and Avoiding Financial Fraud. For free copies, provide a mailing address to txig@ssb.texas.gov. The Investor Guide is also in Spanish.
The Latest News & Publications
Shot Through the Heart - The Crooks to Blame. Crooks Give Love a Bad Name.
Across the state, scammers are targeting Texans through dating apps, social media, and messaging platforms, posing as romantic partners, friends, or trusted advisors. These schemes often escalate into what law enforcement and regulators refer to as romance scams or pig...
Texas State Securities Board Issues Guidance on Investment Advisers' Use of Data Aggregation Services
The Texas State Securities Board (“TSSB”) is issuing this notice to provide guidance to investment advisers and their clients regarding the use of data aggregation services and third-party platforms.
About the Texas Securities Board
Our Mission
The State Securities Board is responsible for administering and enforcing the Texas Securities Act. The mission of the State Securities Board is to protect Texas investors. Consistent with that purpose, the Agency seeks to ensure a free and competitive securities market for Texas, increase investor confidence, and thereby encourage the formation of capital and the creation of new jobs in Texas.
