Enforcement Actions Administrative

Aug 11
2022

Notice of Hearing filed against Alexander Mashinsky

The Notice of Hearing was filed at the State Office of Administrative Hearings. For inquiries contact Joe Rotunda, Director of Enforcement, by email at jrotunda@ssb.texas.gov or by telephone at 512-305-8392.
Jul 12
2022

Order No. REG22-CAF-01

In the Matter of the Dealer Registration of StartEngine Crowdfunding, Inc.:  Reprimanded and Fined

Jul 7
2022

Order No. ENF-22-CDO-1864

In the Matter of Whiskey& Wealth Club Limited aka Whiskey & Wealth Club aka Whisky & Wealth; Scott Sciberras; William Fielding; Alex Mook; Richard Falconer; and Benjamin Dunlop: Agreed Order Setting Aside Emergency Order 

Jun 23
2022

Order No. ENF-22-CDO-1863

In the Matter of Perry Abbonizio: Agreed Cease and Desist Order

Jun 7
2022

Order No. IC22-REV-01

In the Matter of the Investment Adviser Registration of Swiftarc Capital, LLC and the Investment Adviser Representative Registration of Siddharth Jawahar: Revocation 

May 11
2022

Order No. ENF-22-CDO-1862

In the Matter of Flamingo Casino Club: Emergency Cease and Desist Order

Apr 21
2022

Order No. ENF-22-CDO-1861

In the Matter of Todd Prince: Agreed Order

Apr 13
2022

Order No. ENF-22-CDO-1860

In the Matter of Sand Vegas Casino Club; Finn Ruben Warnke; and Martin Schwarzberger: Emergency Cease and Desist Order

Apr 12
2022

Notice of Hearing filed against Voyager Digital Ltd., Voyager Digital Holdings, Inc., and Voyager Digital, LLC

The Notice of Hearing was filed at the State Office of Administrative Hearings. For inquiries contact Joe Rotunda, Director of Enforcement, by email at jrotunda@ssb.texas.gov or by telephone at 512-305-8392.

Feb 21
2022

Order No. ENF-22-CDO-1859

In the Matter of Wireless Management, LLC and William S. Rogers: Emergency Cease and Desist Order