Enforcement Actions Administrative

The Notice of Hearing was filed at the State Office of Administrative Hearings. For inquiries contact Joe Rotunda, Director of Enforcement, by email at jrotunda@ssb.texas.gov or by telephone at 512-305-8392.

The Notice of Hearing was filed at the State Office of Administrative Hearings. For inquiries contact Joe Rotunda, Director of Enforcement, by email at jrotunda@ssb.texas.gov or by telephone at 512-305-8392.

In the Matter of True Bullion LLC dba Gold Silver International Exchange dba GSI Exchange LLC and Anthony Allen Anderson: Emergency Cease and Desist Order

In the Matter of Prestige Equity aka Prestige Equity LLC; Robert Clemmons; Felix Crayborn; Grant Myers; William Clark; and Miranda Shawns: Emergency Cease and Desist Order

In the Matter of Investment Adviser Registration of Paul Winkler, Inc.: Reprimanded, Fine, and Registration Granted

In the Matter of the Agent and the Investment Adviser Representative Registration of Michael Witt: Suspended, Probation, Undertaking, and Registration Granted

In the Matter of Keye Midas Wealth Management Worldwide AKA Keye Midas Wealth Management Services AKA Keye Midas Private Wealth Management Services AKA KMWM; Robert Joseph Raimondo; Lilian Swift; Christie Raimondo Gabbiadini AKA Christie Raimondo; Nicolas E. Biangel; Nick Cuban; Alan Rozich and Anna Lefcovitch: Emergency Cease and Desist Order

In the Matter of Premier Concepts and David A Grissom: Emergency Cease and Desist Order

In the Matter of Valiant Holdings, LLC, The Goodnight Group, and David Wesley Goodnight: Emergency Cease and Desist Order

In the Matter of the Investment Adviser Representative Registration of Randall Fields: Registration Revoked