Enforcement Actions Administrative

Jun 9
2026

Order No. ENF-26-CDO-1898

In the Matter of Lasater Capital, LLC, Shiloh Boone Lasater aka Boone Lasater, and Tie Glenn Lasater: Emergency Cease and Desist Order

Jun 3
2026

Order No. ENF-26-CDO-1897

In the Mater of BG Wealth Sharing LTD, DSJ Exchange PTY Ltd, GB Wealth Sharing Group LLC, Thaddious Thomas, and Gagandeep Sarkaria: Emergency Cease and Desist Order

Jun 1
2026

Order No. ENF-26-CDO-1896

In the Matter of E-Estate Group, Inc., Brandon Stephenson, Mike Hamilton, Karoll Peterson, and Darrell Porter: Emergency Cease and Desist Order

May 19
2026

Order No. ENF-26-CDO-1895

In the Matter of JoAriam, LLC and KaRhonda Jewell Bray: Emergency Cease and Desist Order

May 7
2026

Order No. IC-26-SUS-02

In the Matter of the Investment Adviser Registration of P&P Wealth Management LLC and the Investment Adviser Representative Registration of Tyre Post: Reprimanded, Suspended, and Undertaking

Apr 20
2026

Order No. IC-26-CAF-01

In the Matter of the Investment Adviser Registration of Aquinas Advisors, LLC and the Investment Adviser Representative Registration of Laurie Ann Mcray: Reprimanded & Undertaking

Apr 7
2026

Order No. LID-26-CAF-03

In the Matter of the Agent Registration of Wang Chang Tsai: Reprimanded and Undertaking with Refund Ordered

Apr 7
2026

Order No. LID-26-CAF-02

In the Matter of the Agent Registration of Ting Chen: Reprimanded and Undertaking with Refund Ordered

Apr 7
2026

Order No. LID-26-CAF-01

In the Matter of the Dealer Registration of Landolt Securities, Inc.: Reprimanded & Fined

Mar 20
2026

Order No. ENF-26-CDO-1894

In the Matter of Voyager Digital LTD.; Voyager Digital Holdings, Inc.; and Voyager Digital, LLC: Consent Order