Enforcement Actions Administrative

Jul 22
2021

Notice of Hearing filed against BlockFi, Inc. and others, relating to Cryptocurrency Interest Accounts

The Notice of Hearing was filed at the State Office of Administrative Hearings. For inquiries contact Joe Rotunda, Director of Enforcement, by email at jrotunda@ssb.texas.gov or by telephone at 512-305-8392.

Jul 22
2021

Notice of Hearing filed against True Bullion LLC dba Gold and Silver International Exchange dba GSI Exchange and Anthony Allen Anderson

The Notice of Hearing was filed at the State Office of Administrative Hearings. For inquiries contact Joe Rotunda, Director of Enforcement, by email at jrotunda@ssb.texas.gov or by telephone at 512-305-8392.

Jul 22
2021

ENF-21-CDO-1844

In the Matter of True Bullion LLC dba Gold Silver International Exchange dba GSI Exchange LLC and Anthony Allen Anderson: Emergency Cease and Desist Order

Jul 1
2021

Order No. ENF-21-CDO-1843

In the Matter of Prestige Equity aka Prestige Equity LLC; Robert Clemmons; Felix Crayborn; Grant Myers; William Clark; and Miranda Shawns: Emergency Cease and Desist Order

Jun 29
2021

Order No. REG21-CAF-04

In the Matter of Investment Adviser Registration of Paul Winkler, Inc.: Reprimanded, Fine, and Registration Granted

Jun 29
2021

Order No. REG21-CAF-03

In the Matter of the Agent and the Investment Adviser Representative Registration of Michael Witt: Suspended, Probation, Undertaking, and Registration Granted

Jun 17
2021

Order No. ENF-21-CDO-1842

In the Matter of Keye Midas Wealth Management Worldwide AKA Keye Midas Wealth Management Services AKA Keye Midas Private Wealth Management Services AKA KMWM; Robert Joseph Raimondo; Lilian Swift; Christie Raimondo Gabbiadini AKA Christie Raimondo; Nicolas E. Biangel; Nick Cuban; Alan Rozich and Anna Lefcovitch: Emergency Cease and Desist Order

Jun 16
2021

Order No. ENF-21-CDO-1841

In the Matter of Premier Concepts and David A Grissom: Emergency Cease and Desist Order

Jun 15
2021

Order No. ENF-21-CDO-1840

In the Matter of Valiant Holdings, LLC, The Goodnight Group, and David Wesley Goodnight: Emergency Cease and Desist Order

May 19
2021

Order No. IC21-REV-02

In the Matter of the Investment Adviser Representative Registration of Randall Fields: Registration Revoked