Enforcement Actions Administrative

In the Matter of the Dealer Registration of Titan Securities: Undertaking and Fined

In the Matter of the Investment Advisory Registration of Bison Investment, LLC: Undertaking, Reprimanded, and Fined

In the Matter of Agent Registration of Michael Delao: Suspended and Fined

In the Matter of the Dealer Registration of Madison Avenue Securities, LLC: Fine & Undertaking 

In the Matter of Ellie Soto aka Ellie Palma aka Ellie Ramos: Agreed Order

The Notice of Hearing was filed at the State Office of Administrative Hearings. For inquiries contact Joe Rotunda, Director of Enforcement, by email at jrotunda@ssb.texas.gov or by telephone at 512-305-8392.

In the Matter of Plutus Financial, Inc. dba Abra, Plutus Lending, LLC dba Abra, Abra Boost LLC and William John "Bill" Barhydt: Emergency Cease and Desist Order

In the Matter of Horatiu Charlie Caragaceanu aka Horatiu Caraceanu, Horatu Cara and Charlie Caragaceanu; The Shark of Wall Street; and Hedge4.ai: Emergency Cease and Desist Order 

In the Matter of the Agent Registration of Paul Prasifka: Reprimanded and fined

In he Matter of Nexo Capital, Inc.: Consent Order