Enforcement Actions Administrative

In the Matter of A.B.B. Sanitec West, Inc.; Strategic Financial Advisors, Inc.; David Kaye; Sam Foster; Michael Lawrence and Sidney Green This Emergency Cease and Desist Order has been modified solely as it relates to Strategic Financial Advisors, Inc., and David Kaye."

In the Matter of the Application for Investment Adviser Registration of Kleinheinz Capital Partners, Inc., and the Investment Adviser Representative Registration of John Burke Kleinheinz

In the Matter of Hobbs Oil Company; Ray K. Hobbs; and Myra Ray

In the Matter of Merrill Lynch, Pierce, Fenner & Smith, Inc.

In the Matter of the Agent Registration of Letricia Elayne Preston

In the Matter of the Application for the Agent Registration of Harrel B. Hensen

In the Matter of the Application for the Agent Registration of Robert Allen Stinziano

In the Matter of Energy Associates, Inc.; John R. Zakharia and Michael Sither

In the Matter of Sunshine Real Estate Development, Inc.; and Jules B. Fleder

In the Matter of Information Brokerage Systems, Inc., and Michael Forbes