Enforcement Actions Administrative

Apr 14
2003

Order No. CEN/SUS-1506

In the Matter of the Dealer Registration of James Wheeler & Co. Investments, Inc.

Apr 10
2003

Order No. CDO-1505

In the Matter of Kenneth R. Golightly

Apr 2
2003

Order No. CDO-1504

In the Matter of David Henry Disraeli DBA Disraeli and Associates

Mar 31
2003

Order No. CDO-1503

In the Matter of Innovative Consulting, Inc. aka Innovative Consulting USA aka Innovative Consulting; Whitman & Associates and James Bradley

Mar 24
2003

Order No. CAF-1502

In the Matter of the Dealer Registration of Lone Star Securities, Inc. and the Agent Registration of Joseph Hobdy Ireland

Mar 19
2003

Order No. SUS/FIN-1501

In the Matter of the Agent Registration of Christopher Noel Williams

Mar 18
2003

Order No. CDO-1500

In the Matter of Ronald Yeasley and Blue Sky Investment Strategies

Mar 17
2003

Order No. CDO/FIN-1499

In the Matter of ESS Environmental, Inc. and Sean Boyd

Mar 7
2003

Order No. CDO-1498

In the Matter of Mid-Continent Oil and Gas, Inc.; Steven Lee White; Chad Willis and Timothy "Tim"Boyd

Feb 14
2003

Order No. CAF-1496

In the Matter of the Applications for Investment Adviser Registration of Willingham Asset Management, Inc. and the Investment Adviser Representative Registration of Burton James Willingham