Enforcement Actions Administrative

Apr 2
2002

Order No. CDO-1453

In the Matter of Abraham Martinez, Fabian Martinez, and Famaz Financial Services

Mar 27
2002

Order No. CDO/FIN-1452

In the Matter of HydroFuel Systems, Inc.

Mar 26
2002

Order No. CEN-1451

In the Matter of the Agent Registration of Ronald Jay Clifton

Mar 19
2002

Order No. CAF-1450

In the Matter of the Agent Registration of Robert Gerald Vanwassehnova

Mar 5
2002

Order No. CDO-1449

In the Matter of Roger Alan Bennett d/b/a Bennett Drilling and Tay W. Bond

Feb 25
2002

Order No. CDO-1448

In the Matter of Midas World Holdings S.A. and Midas Corporation

Feb 11
2002

Order No. CAF-1447

In the Matter of the Investment Adviser Registration of James Franklin Forrester d.b.a. Forrester Financial Advisors

Feb 6
2002

Order No. CDO/FIN-1446

In the Matter of Globex Exploration, Inc. and Kevin Seth Clifton Hilliard

Dec 3
2001

Order No. CEN-1445

In the Matter of the Agent Registration of James Galinsky

Nov 30
2001

Order No. CAF-1444

In the Matter of the Application for Agent Registration of Travis Nick Duren