Enforcement Actions Administrative

Sep 2
2003

Order No. CAF/SUS-1532

In the Matter of the Application for Agent Registration of Christopher Rene Madrid

Aug 26
2003

Order No. CDO-1527

In the Matter of Softnet Communications Caribbean Ltd., and Stewart Warner

Aug 18
2003

Order No. CDO-1526

In the Matter of Chestnut Petroleum, Inc.

Aug 5
2003

Order No. CDO-1525

In the Matter of European Investment Trust and William K. Maddison

Aug 4
2003

Order No. CDO-1524

In the Matter of PaymentWorks, Inc., aka Payment Works, Inc., aka PaymentWorks; Dan Digman, Sr., aka Dan Digman; Xpresspay ATM, Inc., aka Xpresspay ATM; Key Funding Source and Keith L. Pelkey

Aug 1
2003

Order No. CAF-1523

In the Matter of the Investment Adviser Representative and Agent Registrations of Russell Kent Childs

Jul 28
2003

Order No CDO-1522

In the Matter of U.S. Global Investments, Inc. aka U.S. Global Investment, Inc. and Lawrence George Burke aka George Burke

Jul 9
2003

Order No. REV-1521

In the Matter of the Investment Adviser Registration of A. Ken Flake Financial Services, Inc., DBA Reserve Management, Inc.

Jul 9
2003

Order No. CAF/SUS-1520

In the Matter of the Application for Investment Adviser Representative of Alan Ken Flake

Jun 17
2003

Order No CAF/SUS-1519

In the Matter of the Application for Agent Registration of Jerry Glenn Griggs, Jr.