Enforcement Actions Administrative

Aug 5
2003

Order No. CDO-1525

In the Matter of European Investment Trust and William K. Maddison

Aug 4
2003

Order No. CDO-1524

In the Matter of PaymentWorks, Inc., aka Payment Works, Inc., aka PaymentWorks; Dan Digman, Sr., aka Dan Digman; Xpresspay ATM, Inc., aka Xpresspay ATM; Key Funding Source and Keith L. Pelkey

Aug 1
2003

Order No. CAF-1523

In the Matter of the Investment Adviser Representative and Agent Registrations of Russell Kent Childs

Jul 28
2003

Order No CDO-1522

In the Matter of U.S. Global Investments, Inc. aka U.S. Global Investment, Inc. and Lawrence George Burke aka George Burke

Jul 9
2003

Order No. REV-1521

In the Matter of the Investment Adviser Registration of A. Ken Flake Financial Services, Inc., DBA Reserve Management, Inc.

Jul 9
2003

Order No. CAF/SUS-1520

In the Matter of the Application for Investment Adviser Representative of Alan Ken Flake

Jun 17
2003

Order No CAF/SUS-1519

In the Matter of the Application for Agent Registration of Jerry Glenn Griggs, Jr.

Jun 12
2003

Order No. CDO/REV-1518

In the Matter of the Agent Registration of Robert Kurtis Mauss

Jun 5
2003

Order No. CEN-1517

In the Matter of the Application for Investment Adviser Registration of Murphy Financial Advisors, Inc., and the Investment Adviser Representative Registration of Jess Dean Murphy

May 29
2003

Order No. REV-1470-V

In the Matter of the Dealer Registration of The Barington Capital Group, L.P.