Enforcement Actions Administrative

In the Matter of the Dealer Registration of R.D. White & Co., Inc.

In the Matter of the Dealer Registration of PMB Securities Co., L.P.

In the Matter of the Agent Registration of Stuart Charles Duncan

In the Matter of Randal Floyd; Trinity Capital Group; Visions Rehab, LLC

In the Matter of the Dealer Registration of Wunderlich Securities, Inc. and the Agent Registration of Micheal Barrett Suttle

In the Matter of the Agent Registration of Neil Wayne Brooks and The Neil W. Brooks and Robert Allen C. Limited Partnership

In the Matter of Warren Resources Company, Warren Resources Company #1, LLC and Bryce Patrick Phillips

In the Matter of Integrated Direct Marketing Corp., aka IDM, Inc.; Texas State Oil Company; John Browning Stafford; Bill Addison; John Lopez; Tony Watkins; and Kevin Dan Hearn

In the Matter of the Investment Adviser Representative Registration of John Randall Wilkes

In the Matter of the Agent Registration of Gary Randolph Hayden