North American Securities Administrators Association ("NASAA")
Statements of Policy ("SOP")
Cited in 7 TAC 113.14
- Asset-backed Securities, as amended by NASAA on May 6, 2012
- Corporate Securities Definitions, as amended by NASAA on May 6, 2018
- Debt Securities, as amended by NASAA on September 12, 2023
- Equipment Programs, as amended by NASAA on May 6, 2012
- Impoundment of Proceeds, as amended by NASAA on September 12, 2023
- Loans and Other Material Affiliated Transactions, as amended by NASAA on May 6, 2018
- Mortgage Programs, as amended by NASAA on May 7, 2007
- Oil and Gas Programs, as amended by NASAA on May 6, 2012
- Omnibus Guidelines, as amended by NASAA on May 7, 2007
- Options and Warrants, as amended by NASAA on September 12, 2023
- Preferred Stock, as amended by NASAA on September 11, 2016
- Promoters' Equity Investment, as amended by NASAA on September 11, 2016
- Promotional Shares, as amended by NASAA on September 12, 2023
- Real Estate Investment Trusts, as amended by NASAA on May 7, 2007
- Real Estate Programs, as amended by NASAA on May 7, 2007
- Registration of Commodity Pool Programs, amended and adopted May 6, 2012
- Specificity in Use of Proceeds, as amended by NASAA on September 11, 2016
- Underwriting Expenses, Underwriter's Warrants, Selling Expenses, and Selling Security Holders, as amended by NASAA on May 6, 2018
- Unequal Voting Rights, as amended by NASAA on September 11, 2016
- Unsound Financial Condition, as amended by NASAA on May 6, 2018
- Use of Electronic Offering Documents and Electronic Signatures, as adopted by NASAA on May 8, 2017