Enforcement Actions Administrative

Aug 1
2002

Order No. CDO-1467

In the Matter of Integrated Direct Marketing Corp., aka IDM, Inc.; Texas State Oil Company; John Browning Stafford; Bill Addison; John Lopez; Tony Watkins; and Kevin Dan Hearn

Jul 11
2002

Order No. CAF-1466

In the Matter of the Investment Adviser Representative Registration of John Randall Wilkes

Jul 9
2002

Order No. CEN/SUS-1465

In the Matter of the Agent Registration of Gary Randolph Hayden

Jul 1
2002

Order No. CDO-1464

In the Matter of One Share of Stock, Inc., dba OneShare.com and Lance Lee

Jun 20
2002

Order No. CDO-1463

In the Matter of Ramiro "Ram"L. Amaya

Jun 18
2002

Order No. CDO-1462

In the Matter of VIP Financial Bank Group,

aka VIP Financial Bank Group S.C.,

aka VIP Financial Bank Group Budva,

aka VIP Financial Bank Group Limited,

aka VIP Group LLC,

and David A. Gallway

May 28
2002

Order No. CDO-1461

In the Matter of Orville Blake Brannon, Jr.

May 23
2002

Order No. CAF-1460

In the Matter of the Application for Agent Registration of David Jocob Herzog

May 13
2002

Order No. CAF-1459

In the Matter of the Application for Investment Adviser Registration of Asset Planning Group, Inc. and the Investment Adviser Representative Registration of Raymond Oliver Streu

Apr 29
2002

Order No. CDO-1458

In the Matter of Herbert Tanzer dba Texas Senior Care; Automated Transfer, LLC; National Escrow Limited, LLC; The Belgravia Fund, LTD. aka The Belgravia Fund (London), LTD.; E - Access Management, Inc.; William Munier; Harry Brossman; Graham Gill; Carver H. Jones; and Douglas Wayland