Enforcement Actions Administrative

Jul 1
2002

Order No. CDO-1464

In the Matter of One Share of Stock, Inc., dba OneShare.com and Lance Lee

Jun 20
2002

Order No. CDO-1463

In the Matter of Ramiro "Ram"L. Amaya

Jun 18
2002

Order No. CDO-1462

In the Matter of VIP Financial Bank Group,

aka VIP Financial Bank Group S.C.,

aka VIP Financial Bank Group Budva,

aka VIP Financial Bank Group Limited,

aka VIP Group LLC,

and David A. Gallway

May 28
2002

Order No. CDO-1461

In the Matter of Orville Blake Brannon, Jr.

May 23
2002

Order No. CAF-1460

In the Matter of the Application for Agent Registration of David Jocob Herzog

May 13
2002

Order No. CAF-1459

In the Matter of the Application for Investment Adviser Registration of Asset Planning Group, Inc. and the Investment Adviser Representative Registration of Raymond Oliver Streu

Apr 29
2002

Order No. CDO-1458

In the Matter of Herbert Tanzer dba Texas Senior Care; Automated Transfer, LLC; National Escrow Limited, LLC; The Belgravia Fund, LTD. aka The Belgravia Fund (London), LTD.; E - Access Management, Inc.; William Munier; Harry Brossman; Graham Gill; Carver H. Jones; and Douglas Wayland

Apr 24
2002

Order No. CDO-1457

In the Matter of Todd Robert Fecht

Apr 6
2002

Order No. CAF/SUS-1456

In the Matter of the Agent Registration of Joe Edward Poe, Jr.

Apr 5
2002

Order No. CDO-1455

In the Matter of Starcash, Inc., Jeanne Leclercq, Kip Marsique, Bill Harrison, Linda Bullard, and Link, Inc.