Enforcement Actions Administrative

May 28
2003

Order No. CDO-1516

In the Matter of Ameri-Q Energy, Inc.; Ulric Jack Sweesy; Michael O'Reilly; Mike Wiessing; and Blake Cummings

May 20
2003

Order No. CDO-1515

In the Matter of Woodlands S.A. Financial Services, Inc.

May 19
2003

Order No. CAF/SUS-1514

In the Matter of the Dealer Registration of Premier Group, Inc. and the Agent Registration of Hugh John Graham

May 12
2003

Order No. CDO-1513

In the Matter of Global One Foundation (G.O.F.-U.S.A.), Inc.; Global One Foundation (G.O.F.), Inc.; Gregory Lee Paulson; Beverly K. Paulson; Diana E. Morris and Adam S. Saab

May 8
2003

Order No. CAF-1512

In the Matter of the Dealer Registration of Laradorbecker Securities Corportion

May 1
2003

Order No. CDO-1511

In the Matter of David L. Reid, Jr. and CashExchange

Apr 24
2003

Order No. CAF-1510

In the Matter of the Dealer Registration of J.P. Morgan Securities Inc.

Apr 16
2003

Order No. CAF-1509

In the Matter of the Application for Agent Registration of Todd William Cowle

Apr 16
2003

Order No. CDO-1508

In the Matter of East Coast Imaging of Florida, Inc.; Heartscan East Coast Imaging, LLC; Sunrise Consulting; Donald E. Nelson; Jerry L. Aubrey; Josh Blalock; Frank Leppanen; and Carol Aubrey

Apr 16
2003

Order No. CEN/SUS-1507

In the Matter of the Agent Registration of Robert Michael Graves, Jr.