Enforcement Actions Administrative

Jun 12
2003

Order No. CDO/REV-1518

In the Matter of the Agent Registration of Robert Kurtis Mauss

Jun 5
2003

Order No. CEN-1517

In the Matter of the Application for Investment Adviser Registration of Murphy Financial Advisors, Inc., and the Investment Adviser Representative Registration of Jess Dean Murphy

May 29
2003

Order No. REV-1470-V

In the Matter of the Dealer Registration of The Barington Capital Group, L.P.

May 28
2003

Order No. CDO-1516

In the Matter of Ameri-Q Energy, Inc.; Ulric Jack Sweesy; Michael O'Reilly; Mike Wiessing; and Blake Cummings

May 20
2003

Order No. CDO-1515

In the Matter of Woodlands S.A. Financial Services, Inc.

May 19
2003

Order No. CAF/SUS-1514

In the Matter of the Dealer Registration of Premier Group, Inc. and the Agent Registration of Hugh John Graham

May 12
2003

Order No. CDO-1513

In the Matter of Global One Foundation (G.O.F.-U.S.A.), Inc.; Global One Foundation (G.O.F.), Inc.; Gregory Lee Paulson; Beverly K. Paulson; Diana E. Morris and Adam S. Saab

May 8
2003

Order No. CAF-1512

In the Matter of the Dealer Registration of Laradorbecker Securities Corportion

May 1
2003

Order No. CDO-1511

In the Matter of David L. Reid, Jr. and CashExchange

Apr 24
2003

Order No. CAF-1510

In the Matter of the Dealer Registration of J.P. Morgan Securities Inc.