Enforcement Actions Administrative

In the Matter of Tayo Joda

In the Matter of John G. Hinojosa, Individually and dba JGH Asset Management Company

In the Matter of the Agent Registration of Thomas Francis Doran

In the Matter of the Dealer Registration of Protrader Securities Corporation

In the Matter of Byron L. Graham

In the Matter of the Application for Agent Registration of David Hamilton Thompson

In the Matter of the Agent Registration of Robert Travis Evans

In the Matter of the Application for the Investment Adviser Registration of Gerald Ray Chester d/b/a GRC Investments

In the Matter of the Dealer Registration of Woodlands Securities Corporation and the Agent Registrations of Brent Alan Mattson, Brian Van Mattson, and Blake Christian Mattson

In the Matter of the Application for Investment Adviser Registration of Mehta Financial Management, Inc. and the Agent Registration of Ajay Munindra Mehta