Enforcement Actions Administrative

Mar 3
2004

IC04-FIN-04

In the Matter of the Agent Registration of Timothy William Harris

Feb 24
2004

IC04-REV-03

In the Matter of the Investment Adviser Registration of Veras Investment Partners, LLC and the Investment Adviser Representative Registrations of James R. McBride and Kevin D. Larson

Feb 9
2004

ENF-04-CDO-1554

In the Matter of Cash Link Systems Inc., Alan Levine, John Robinette, Leland Balber, and Lawrence I. Lang

Jan 30
2004

ENF-04-CDO-1553

In the Matter of First American Operating Company, AKA First American Operating, AKA First American; David Jakobot and Bill Durkee

Jan 30
2004

IC04 SUS-02

In the Matter of The Agent Registration of Larry James Kiefer

Jan 21
2004

ENF-04-CDO-1552

In the Matter of Phil Head; Harris I. Strong and Rita Brychta

Jan 14
2004

IC04 CEN-01

In the Matter of the Agent Registration Mark Andrew Womack

Jan 9
2004

ENF-04-CDO/FIN-1551

In the Matter of Knowledgebroadcasting.com, LLC d/b/a Vidyah, Inc.

Dec 18
2003

Order No. CAF/1550

In the Matter of First Midwest Securities, Inc.

Nov 19
2003

Order No. CDO/FIN 1549

In the Matter of the Dealer Registration of Lehman Brothers Inc.