Enforcement Actions Administrative

Apr 29
2004

ENF-04-CDO-1561

In the Matter of Midessa Properties, L.P., Midessa Investments, L.P., Harry R. Crawford, Jr., and Greg A. Chaffin

Apr 27
2004

ENF-04-CDO-1560

In the Matter of Edward D. Karaback

Apr 13
2004

ENF-04-CDO-1559

In the Matter of B.H.T. Investments Inc.; Bobby E. Hearn, Jr.; The ABG Group aka AB Group; and Mike Santee

Apr 8
2004

ENF-04-CDO-1558

In the Matter of Manhattan Gold, Inc.; Yashare K. Ramey; Telemart Services Ltd, Inc.; and James M. Ramey

Apr 7
2004

IC04-FIN-07

In the Matter of the Investment Adviser Registration of Stanley Keith Jones D/B/A Jones Financial Advisory Services

Mar 25
2004

IC04-CDO-06

In the Matter of TheHedgeFund.com, L.L.C.

Mar 25
2004

IC04-FIN-05

In the Matter of the Dealer Registration of Woodbury Financial Services, Inc.

Mar 15
2004

ENF-04-FIN-1557

In the Matter of Mid-Continent Oil and Gas, Inc. and Steven Lee White

Mar 5
2004

ENF-04-CDO-1556

In the Matter of FilmMates Partners, LLC; FilmMates Corporation; and Larry Yslas

Mar 5
2004

ENF-04-CDI-1555

In the Matter of Allied Energy Group, Allied Syndications, Inc., Chaucer Fredricksburg Prospect, Richard Underwood AKA Rick Underwood, Ray Spagnuolo AKA Ray H. Spagnuolo AKA Harvey R. Spagnuolo AKA H. Ray Spagnuolo AKA Ray Spagnuola, Terrence McCaffrey, and Mark Deforest Beck