Enforcement Actions Administrative

In the Matter of Glen R. ("Corkey") Campbell, individually and d/b/a Campbell Real Estate and Investments

In the Matter of the Dealer Registration of Pruco Securities, LLC

In the Matter of the Dealer Registration of Milkie/Ferguson Investments, Inc. and the Agent Registration of Scott Donovan Schroeder

In the Matter of Marc Randall Hall

In the Matter of the Applications for Investment Adviser Registration of Legacy Harbor and the Investment Adviser Representative Registrations of Michael Barry Doyle and Mark Ray Small

In the Matter of the Application for the Investment Adviser Representative Registration of John Kenneth Link

In the Matter of Ronald Rae Barrick

In the Matter of Cash Link Systems Inc., Alan Levine, John Robinette, Leland Balber, and Lawrence I. Lang

In the Matter of Allied Energy Group, Allied Syndications, Inc., Chaucer Fredricksburg Prospect, Richard Underwood aka Rick Underwood aka Ric Underwood, Ray Spagnuolo aka Ray H. Spagnuolo ask Harvey
R. Spagnuolo aka H. Ray Spagnuolo aka Ray Spagnuolo, Terrence McCaffrey, and Mark DeForest Beck

In the Matter of Agent Registration of Gayland Kyle James