Enforcement Actions Administrative

In the Matter of Rosemary Laughlin

In the Matter of American Merchant
Consultants, Inc., Michael Harjo, and Richard Hickman

In the Matter of Thell G. Prueitt d/b/a Fresh Start Funding Group; David K. Hughes; ATM Marketing, Inc.; Paul R. Miller; and ATM Management, Inc.

In the Matter of Hew-Tex Oil & Gas Corporation, Peter H. Hewett, William L. Roney, Jr., Ronald K. Allen

In the Matter of Kevin D. Sepe, Kenneth A. Oxsalida, Youth Enhancement Systems, Inc., Anthony Minasso, Mel Lewis, Roz Goldman, and Quebec Inc. D/B/A Sky Plaza Enterprises

In the Matter of Dunwell Corporation, Robert C. Duncan, and Taylor Smith

In the Matter of John Frederick Williams, II, and Jason Adam Danziger

In the Matter of National Private Mortgage Services, Inc., AKA NPMS, Inc. and Henry J. Novak

In the Matter of the Applications for the Investment Adviser Registrations of Flyline Management, L.P. and Flyline Genpar, L.P., and the Investment Adviser Representative Registrations of William Forest Tempel

In the Matter of the Agent Registration of John Frank Lopez