Enforcement Actions Administrative

In the Matter of the Dealer Registration of Island Execution Services, LLC

In the Matter of Energy Search, Inc., and Stanley J. Fortenberry

In the Matter of the Dealer Registration of E.S. Marks & Company, Inc.

In the Matter of the Dealer Registration of Dupont Securities Group, Inc.

In the Matter of James Otis Carter

In the Matter of The Investment Adviser Registration of Kurtin Financial Advisers, Inc. and The Investment Adviser Representative Registration of Clarence Frank Kurtin

In the Matter of National Private Mortgage Services, Inc., AKA NPMS, Inc., and Henry J. Novak

In the Matter of the Application for the Agent Registration of Bingqing Liu

In the Matter of the Agent Registration of Grace Temple Barnard

In the Matter of Auto Depot and James E. Ernst