Enforcement Actions Administrative

In the Matter of the Agent and Investment Adviser Representative Registrations of Christine Nicole Parma

In the Matter of the Application for Investment Adviser Registration of Briggs Management and Research Co., and the Registration of George Chisholm Briggs

In the Matter of the Dealer Registration of Deutsche Bank Securities, Inc.

In the Matter of Dawnstar Alliance, LLC DBA The Leopard Fund and David B. Prince

In the Matter of the Dealer Registration of New York Global Securities, Inc.

In the Matter of Maxim Energy Incorporated d/b/a Maxim Energy Corp., Jerry Earl Elliott, Billy Don Pyle, and Steve Fisackerly

In the Matter of the Investment Adviser Registration of MDK Financial Group, Inc.

In the Matter of Texas Retirement Plans, Inc. and John Robert Miller

In the Matter of the Dealer Registration of The (Wilson) Williams Financial Group

In the Matter of Chelsea Management Group, Inc., Peter Johansen, and Ray Thomas