Enforcement Actions Administrative

In The Matter of the Investment Adviser Representative Registration of Jay Wallace Branson

In The Matter of the Investment Adviser Representative Registration of Maco Stewart Fowlkes

In The Matter of the Applications for the Investment Adviser Registration of Kaizen Management, LP and the Investment Adviser Representative Registration of David Willis Berry

In The Matter of Complete Estate Services LLC, AKA Complete Estate Services; Bruce B. Strahan, Jr.; Fred O. Delin; and Thomas Budziszewski DBA Premium Income Brokers

In The Matter of The Investment Adviser Registration of Ryan Edward Parker D/B/A Equitybrief.com

In The Matter of Omega Research Corporation

In The Matter of The Application For Investment Adviser Registration of David Lee Borders D/B/A Dave L. Borders-Investment Adviser

In The Matter of Dunwell Corporation; Robert C. Duncan; and Taylor Smith

In The Matter of Tyche Global Investors, Inc.; Gregory Aaron Scher-Salomon

In The Matter of The Investment Adviser Registration of Michael David Scott D/B/A M.D. Scott & Company