Enforcement Actions Administrative

In the Matter of the Application for the Agent Registration of Corey Dwayne Minor

In the Matter of the Application for Investment Adviser Representative Registration of Karl Joseph Eggerss

In the Matter of the Investment Adviser Registration of Carroll, Caton & Greenway, P.C.

In the Matter of the Dealer Registration of Lehman Brothers Inc.

In the Matter of the Investment Adviser Rrepresentative Registration of David Todd Machemehl

In the Matter of the Investment Adviser Registration of JCM Capital Management, Inc. and Jill Helene Travis

In the Matter of Robert Heuel; and Senior Mental Health Services, Inc.

In the Matter of the Application for Investment Adviser Representative Registration of David George Moring

In the Matter of the Agent Registration of Robert Harold Hanley Jr.

In the Matter of the Application for Investment Adviser Representative Registration of George Murphy Davis Sr.