Enforcement Actions Administrative

In the Matter of Seven Properties, LLC and Wayne P. Smith

In the Matter of the Application for Investment Adviser Representative Registation of Niley Monroe Church

In the Matter of the Application for Investment Adviser Representative Registration of George Murphy Davis Jr.

In the Matter of the Application for Investment Adviser Representative Registration of Keith Murell Huber, Jr.

In the Matter of the Agent Registration of John Clauge Husbands

In the Matter of the Application for the Investment Adviser Representative Registration of Paul Alan Stotts

In the Matter of the Application for Investment Adviser Representative Registration of Daniel Martin Stewart

In the Matter of the Application for Investment Adviser Representative Registration of Ralph Heffelman

In the Matter of the Application for Investment Adviser Representative Registration of Richard Don Jordan

In the Matter of the Application for Investment Adviser Representative Registration of Daniel Sholom Frishberg