Enforcement Actions Administrative

Feb 2
2006

Order No. ENF-06-CDO-1603

In the Matter of Jerry Dwight Adams and J. Adams and Associates, Inc.

Jan 23
2006

Order No. IC06-CAF-01

In the Matter of the Application for the Investment Adviser Registration of John Leslie Williams D/B/A Williams Capital Management and Williams Capital Management, Inc. and John Leslie Williams

Jan 12
2006

Order No. ENF-06-CDO-1601

In the Matter of Worldlpp.com aka World Limited Partnership Program, Conrad Addison, Cgtenterprise.com aka CGT-Enterprises, and Charles Townsend Jr. aka Sonny Townsend

Jan 12
2006

Order No. ENF-06-CDO-1602

In the Matter of Destine for Freedom LLC and Stanley James, Jr.

Jan 11
2006

Order No. ENF-06-CDO-1600

In the Matter of Sierra Investment Partners LP, SPI Operations LLC, Ronnie L. Steinocher, and Lisa P. Hamilton

Dec 22
2005

Order No. IC05-CAF-36

In the Matter of the Application for Investment Adviser Registration of Gamboa Capital Management, Inc. and the Investment Adviser Representative Registration of Marco Gamboa

Nov 30
2005

Order No. ENF-05-CDO-1599

In the Matter of John Austin Moody, The Moodys Ministries, and The Moodys

Nov 22
2005

Order No. ENF-05-CDO-1598

In the Matter of Lloyd H. Chapman DBA Bankers Investment Company

Nov 15
2005

Order No. IC05-CAF-31

In the Matter of the Dealer Registration of Bluebid Brokerage, LLC

Nov 14
2005

Order No. ENF-05-CDO-1597

In the Matter of Platinum Exploration, Inc. and Hal J. Rasmussen