Enforcement Actions Administrative

In the Matter of the Investment Adviser Representative Registration of Gary J. Shalhoob

In the Matter of the Investment Adviser Registration of Crabtree Capital Management, LLC

In the Matter of the Application for the Investment Adviser Representative Registration of Larry Dale Stamps

In the Matter of the Application for Investment Adviser Representative Registration of Ian Gordon Manson Cardono

In the Matter of the Investment Adviser Representative Registration of Robert Gibson Gunn III

In the Matter of the Investment Adviser Registration of Briner Capital, L.L.C., and of Clark Brooks Briner

In the Matter of the Application for the Investment Adviser Representative Registration of John Hart Keene

In the Matter of the Investment Adviser Registration of Briner Capital, L.L.C., and of Clark Brooks Briner

In the Matter of the Application for the Investment Adviser Representative Registration of Barry Curtis Richardson

In the Matter of the Dealer Registration of Thomas Weisel Partners, LLC