Enforcement Actions Administrative

In The Matter of the Dealer Registration of Waddell and Reed, Inc.

In The Matter of the Investment Adviser Registration of Tamborello Capital Management, LLC and the Investment Adviser Representative Registration of Sammy Cary Tamborello

In The Matter of 5yearbond.com aka 5yearbond and Benjamin Revell

In The Matter of the Investment Adviser Registration of Kimball Consultants, Inc.

In The Matter of The Agent Registration of Travis Donald Wakeley

In The Matter of Hughes Energy, Inc., Carl E. Royse and Bradley K. Clark

In The Matter of Fat Franks Chicago Style Hot Dogs LLC AKA Fat Franks Chicago Style Hot Dogs & Sausages LLC AKA Fat Frank's Chicago Style Hot Doges & Sausages AKA Fat Franks; Love Resources & Exploration; Frank T. Love

In The Matter of Frank Torres Castillo a/k/a Frank Torres; Financial Development Group & Ocean Tower I Hotels & Resorts LLC, Reit

In The Matter of the Applications for Investment Adviser Registration of BAMC Investment Management, Inc. and the Investment Adviser Representative Registration of Mark Edward Anthony and the Matter of William Lewis Baldwin

In The Matter of the Investment Adviser Representative Registration of Dallas Leigh Jones