Enforcement Actions Administrative

In the Matter of the Investment Adviser Representative Registration of Ira Klein

In the Matter of the Investment Adviser Representative Registration of Ide Peebles Trotter, Jr.

In the Matter of the Investment Adviser Registration of Southwest Texas Capital, L.L.C.

In the Matter of the Dealer and Investment Adviser Registration of Huckin Financial Group, Inc.

In the Matter of Robert Jerry Martin, Jr.

In the Matter of the Dealer Registration of Wachovia Capital Markets, LLC

In the Matter of the Application for Investment Adviser Representative Registration of Gary Wayne Freeman

In the Matter of Steve Marvin Kline, Jr., DBA Kline Capital Management

In the Matter of the Investment Adviser Registration of Seniors Only Financial, Inc.

In the Matter of Steve Marvin Kline, Jr., DBA Kline Capital Management