Enforcement Actions Administrative

Nov 6
2006

Order No. IC06-CEN-50

In the Matter of the Application for Investment Adviser Representative Registration of William Robert Allbright

Oct 25
2006

Order No. ENF-06-CDO-1622

In the Matter of Always Consulting, Inc.; Bruce Griffith; David Kevin Lewis; Thomas A. Markhan; and Charles Roup

Oct 24
2006

Order No. IC06-CAF-19

In the Matter of the Dealer Registration of Linsco/Private Ledger Corp.

Oct 24
2006

Order No. IC06-CAF-49

In the Matter of the Applications for the Investment Adviser Registration of Sundial Capital Management, L.P. and the Investment Adviser Representative Registration of Brian Nerney

Oct 12
2006

Order No. ENF-06-CDO-1621

In the Matter of Homeland Communications Corp.; Frances M. Labarre; Joseph Yurkin; and David Blackwell

Oct 11
2006

Order No. ENF-06-CDO-1620

In the Matter of Home Shopping Latino, Inc. aka HSLatino aka HSL; Frank J. Celecia and Donald G. Martin aka Greg Martin

Oct 11
2006

Order No. IC06-CAF-48

In the Matter of the Investment Adviser Representative Registration of John Alan Braden

Oct 6
2006

Order No. IC06-CAF-46

In the Matter of the Application for Investment Adviser Representative Registration of William Anthony Richter

Oct 6
2006

Order No. IC06-CEN-47

In the Matter of the Application for Investment Adviser Representative Registration of John William Byrd, Sr.

Oct 5
2006

Order No. IC06-CAF-45

In the Matter of the Investment Adviser Registration of Mendelovitz & Urban Advisors, L.L.C.