Enforcement Actions Administrative

In the Matter of the Application for the Investment Adviser Registration of Mark Anthony Miller DBA Miller Equity Capital Advisors

In the Matter of Target Oil & Gas Corporation; Michael Smith; Ray Neal; and mark Irwin

In the Matter of Global Partners Capital; Asia Pacific Energy, Inc.; Paul Anard; and Shelia Glock

In the Matter of the Investment Adviser Registration of Crescent Advisor Group, Inc., the Agent Registration of Robert Lee Waggoner, and Robert Lee Waggoner

In the Matter of the Dealer and Investment Adviser Registrations of Dillon - Gage Securities, Inc. and the Agent Registration of Victor James McClure

In the Matter of the Investment Adviser Representative Registration of Cadmus Kilgore Lawson II

In the Matter of the Agent Registration of Christopher Anthony Corso Sr.

In the Matter of JaxTrece Exclusive Investments, LLC; Melissa Ramon and Shannon McAdams

In the Matter of Lorente Fletcher, LLC

In the Matter of the Dealer Registration of Ameritrade, Inc.