Enforcement Actions Administrative

Jun 28
2007

Order No. ENF-07-CDO-1630

In the Matter of Automated Vending Technologies, Inc.

Jun 28
2007

Order No. IC07-CDO-15

In the Matter of Arthur Neal Budge, Jr.

Jun 19
2007

Order No. IC07-CEN-13

In the Matter of the Investment Adviser Registration of Titan Wealth Management, LLC

Jun 19
2007

Order No. IC07-CEN-14

In the Matter of the Investment Adviser Registration of Mark Lee Westerman

Jun 11
2007

Order No. IC07-CEN-12

In the Matter of the Investment Adviser Representative Registration of Lynn Marie Miori

May 25
2007

Order No. IC07-SUS-11

In the Matter of the Application for the Agent Registration of James Robert Brown

May 18
2007

Order No. ENF-07-CDO-1629

In the Matter of National Foundation of America; Richard K. Olive; Kenny Marks; Mark Ginsberg; and Anthony Heuermann

May 11
2007

Order No. IC07-CAF-10

In the Matter of the Dealer Registration of Butler Freeman Tally Financial Group, LLC

May 2
2007

Order No. ENF-07-CDO-1628

In the Matter of NCL Development LLC; Andrew W. West AKA Andy West; and Eric William Keller AKA Eric Keller

Apr 19
2007

SOAH DOCKET NO. 312-06-3016

In the Matter of the Agent and Investment Adviser Representative Registrations of John Hutchison Arnette