Enforcement Actions Administrative

In the Matter of The Applications for the Investment Adviser Registration of Rock Ridge Capital, L.P. and the Investment Adviser Representative Registration of Charles David Scavone

In the Matter of Always Consulting, Inc.; Bruce Griffith; David Kevin Lewis; Thomas A. Markham; and Charles Roup

In the Matter of the Dealer Registration of One Financial Securities, Ltd. and the Agent Registration of Leland Alan Dykes

In the Matter of Phoenix Acquisitions and Bevan Wilcott

In the Matter of Kenny Marks

In the Matter of the Investment Adviser Registration of First Western Securities, Inc. and the Agent Registrations of Bryan Craig Kilpatrick Rodney Lee Skelton, and Debbie Kay Wallance

IN THE MATTER OF THE DEALER REGISTRATION OF MORGAN STANLEY & CO. INC.

In the Matter of From Mexico, LLC

In the Matter of Alan Keith Nelsen adb Avalon World Trade Ltd. dba Genesis Resources GMBH Ltd. and Mary Alice Monteza

In the Matter of the Investment Adviser Registration of Windward Partners, L.L.C.