Enforcement Actions Administrative

Jun 7
2005

Order No. ENF-05-CDO/FIN-1589

In The Matter of ProVision Interactive Technologies, Inc. and Curtis L. Thornton

Jun 2
2005

Order No. IC05-CAF-17

In The Matter of The Dealer Registration of Aegis Capital Corp.

May 31
2005

Order No. ENF-05-CDO-1588

In The Matter of Aransas Oil Company, Inc.; William Everett Durkee; Joan O'Briant; Richard Ranspot; and George Houseman

May 27
2005

Order No. IC05-CAF-16

In The Matter of The Dealer Registration of FlexVest Securities Group, Inc.

May 24
2005

Order No. IC05-SUS-15

In the Matter of The Agent Registration of Stafford Fabian Lucky

May 20
2005

Order No. IC05-CAF-14

In the Matter of The Agent and Investment Adviser Representative Registrations of Brian Christopher MacMaster

May 10
2005

Order No. IC05-CAF-13

In The Matter of The Applications for The Investment Adviser Registration of Bond Fund Resources Management, L.P., and The Investment Adviser Representative Registration of Frederick Saunders Robertson III

May 4
2005

Order No. IC-CAF-12

In The Matter of The Dealer Registration of Great Eastern Securities, Inc.

Apr 29
2005

IC05-CAF-09

In The Matter of The Dealer Registration of Stuart Securities, Inc.

Apr 27
2005

Order No. ENF-04-CDO-1579

In the Matter of Lyle Energy Group, Inc. AKA Lyle Energy Group, Lyle Energy Partners, Inc., E. Norman Lyle AKA Norman Lyle, Norman Sheftall Lyle AKA Shef Lyle, and Denzil B. Hope