Enforcement Actions Administrative

IN THE MATTER OF GNG OPERATING COMPANY, AND DALE O. GRAVES

IN THE MATTER OF THE INVESTMENT ADVISER REGISTRATION OF INTERNATIONAL WEALTH MANAGEMENT, INC. AND THE INVESTMENT ADVISER REPRESENTATIVE REGISTRATION OF DENNIS ROBERT CARPENTER

IN THE MATTER OF BIODEFENSE CORPORATION, MICHAEL LU, JONATHAN MORRONE AND PAUL JURBERG

IN THE MATTER OF RODNEY INTERNATIONAL AND ALEXANDER M. GITTENS AKA MICHAEL ALEX GITTENS

IN THE MATTER OF PAINTED HORSE, LLC, AND WORLD CLASS ADVISORS, LLC, AND JAMES ANTHONY MCCOY

IN THE MATTER OF THE APPLICATION FOR AGENT REGISTRATION OF SYDNEY BARRETT

IN THE MATTER OF TPR -TEXAS PETROLEUM RESOURCES, INC. AKA TEXAS PETROLEUM RESOURCES; GEORGE KNIGHT UTLEY, JR. AKA GEORGE UTLEY; ANDY GAUTREAUX AND TOM HORN

IN THE MATTER OF THE APPLICATION FOR INVESTMENT ADVISER REGISTRATION OF DAVID HENRY DISRAELI DBA LIFEPLAN ASSOCIATES AND THE INVESTMENT ADVISER REPRESENTATIVE REGISTRATION OF DAVID HENRY DISRAELI

IN THE MATTER OF PROVIDENT CAPITAL INDEMNITY, LTD; HAROLD MARIDON; MINOR VARGAS; CALVODAVID AGUILAR; SECURE GROWTH LLC; ROBERT P. MCGANN; PATRICIA JANICK; HAUSCHILD & KLEIN AND DANIEL KLEIN

IN THE MATTER OF CRESCENT DEVELOPMENT, LLC; GULFSOUTH ENERGY, LLC; BRADLEY SHERMAN HAYCRAFT; AND JOHNNY MACK ROSS AKA JOHN ROSS