Enforcement Actions Administrative

In the Matter of Retirement Value LLC, Bruce Collins and Richard "Dick"Gray: Emergency Cease and Desist Order

In the Matter of Southern Pacific Energy, Inc.; Andrew Cordova; and Glenn Kaneko

In the Matter of the Investment Adviser Registration of Triton Financial, LLC; Triton Acquisition, LP D/B/A Triton Insurance, LP; Capvest, LLC; and Triton Opportunity Fund, LLC

In the Matter of the Dealer Registration of Morgan Stanley & Co. Inc.: Fine; Repurchase of Auction Rate Securities

In the Matter of the Dealer Registrations of UBS Securities LLC and UBS Financial Services Inc.: Fine; Repurchase Agreement

In the Matter of Willie Otis Mills: Agreed Cease and Desist Order

In the Matter of Arturo Livas: Agreed Cease and Desist Order

In the Matter of the Dealer Registration of Fox Financial Management Corp., the Agent Registration of James Edward Rooney Jr., and Fox Life Settlements LLC: Reprimand; Cease and Desist from violating the Texas Securities Act; Order of Compliance

In The Matter of Gulfstream Oil and Gas Inc. and Ace Harold Park: Emergency Cease and Desist Order

In the Matter of the Agent Registration of Monte Sue Houston: Reprimand, Fine