Enforcement Actions Administrative

In the Matter of the Investment Adviser Registration of Hunt Advisors LLC and the Investment Adviser Representative Registration of John Ward Hunt

In the Matter of Insignia Energy Group Inc., IEG Permain Basin LLC, Martin D. Lewis and J.W. Willis aka Jarvis Wayne Willis: Emergency Cease and Desist Order

In the Matter of Kevin R. Gatewood: Notice of Hearing

In the Matter of Moses Guerra: Agreed Cease and Desist Order

In the Matter of James Eric Viveros: Agreed Cease and Desist Order

In the Matter of Alfaro Oil & Gas LLC; Pinnacle Partners Financial Corp.; and Brian Keith Alfaro: Consent Cease and Desist Order

In the Matter of the Investment Adviser Registration of STS-Advisors Ltd. and the Investment Adviser Representative Registration of Richard Lewis Bruce: Default Order; Registrations Revoked

In the Matter of the Dealer Registration of E*TRADE Securities LLC: Fine, Corrective Actions

In the Matter of The Stamford Group Inc.; Stamford Portfolio Management LLC; Stamford Group 2004C LLC; Deborah A. Wilcox; Keith Holcomb; and David R. Jung: Modified Emergency Cease and Desist Order

In the Matter of the Agent Registration of Joseph Andrew Sugg II: Cease and Desist Order