Enforcement Actions Administrative

IN THE MATTER OF THE DEALER REGISTRATION OF MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IN THE MATTER OF THE AGENT REGISTRATION OF TONI LEYNETT HALDENBY

IN THE MATTER OF THE AGENT REGISTRATIONS OF DOUGLAS RAY BOUSAID AND KYLE TIMOTHY HOLLAND, THE DEALER REGISTRATION OF FIFTH STREET CAPITAL, LLC, AND THE APPLICATION FOR AGENT REGISTRATION OF BRIAN GRAYSON KIDDER

IN THE MATTER OF THE DEALER REGISTRATION OF BROAD STREET SECURITIES, INC.

IN THE MATTER OF SIMPLE SCRAP INVESTMENTS, LLC AND LARRY D. LEACH

IN THE MATTER OF ADELANTE COMMUNICATIONS AND ALEX AVILA

IN THE MATTER OF THE DEALER REGISTRATION OF INVESTORS CAPITAL CORP. AND THE AGENT REGISTRATIONS OF ROBERT EDWARD GROUX SR. AND NOEL RAY VINCENT

IN THE MATTER OF THE DEALER REGISTRATION OF MARINER INVESTMENT GROUP AND THE AGENT REGISTRATION OF JOE FARNHAM MOORE, JR.

IN THE MATTER OF THE DEALER REGISTRATIONS OF BANC OF AMERICA SECURITIES LLC AND BANC OF AMERICA INVESTMENT SERVICES, INC.

IN THE MATTER OF THE DEALER AND INVESTMENT ADVISER REGISTRATION OF MILKIE/FERGUSON INVESTMENTS, INC.