Enforcement Actions Administrative

In the Matter of Alfaro Oil & Gas, LLC; Pinnacle Partners Financial Corporation; and Brian Keith Alfaro

In the Matter of Warr Investment Group LLC and James Elton "Jim"Warr and Mark Cuba: Emergency Cease and Desist Order

In the Matter of Sunny Kohli: Cease and Desist Order

In the Matter of J.R. Gilvin Investments, LLC A/K/A J.R. Gilvin Operating Company and Jack Gilvin: Emergency Cease and Desist Order

In the Matter of Michael David Cour: Cease and Desist Order

In the Matter of Oasis Online Technologies Corp. and Christopher Galvin: Cease and Desist Sale of Unregistered Securities

In the Matter of the Dealer Registration of H. Beck Inc.: Reprimand, Fine

In the Matter of the Dealer Registration of Goldman, Sachs & Co.: Fine, Repurchase of Auction Rate Securities

In the Matter of the Investment Adviser Registration of Sarker Investments LLC and Abraham Mohammed Sarker: Suspension, Cease and Desist, Fine

In the Matter of the Applications For Agent and Investment Adviser Representative Registration of Russell Coolidge Newton Jr.: Reprimand; Fine; Registration Granted