Enforcement Actions Administrative

In the Matter of Senior Moments, Robert "Bob"Martins and Virginia Marie Martins: Emergency Cease & Desist Order

In the Matter of the Investment Adviser Registration of Hunt Advisors LLC and the Investment Adviser Representative Registration of John Ward Hunt: Notice of Hearing to Determine Revocation of Registrations

In the Matter of AGAP Life Offerings LLC, Charles D. Madden and Matthew Searle: Order Modifying Emergency Cease and Desist Order

In the Matter of Alfaro Oil & Gas LLC; Pinnacle Partners Financial Corp.; and Brian Keith Alfaro: Request for Hearing

In the Matter of the Investment Adviser Registration of STS-Advisors Ltd. and the Investment Adviser Representative Registration of Richard Lewis Bruce: Request to Revoke Registrations

In the Matter of Executive Brokerage Corporation and Joe A. Bowles III: Emergency Cease and Desist Order

In the Matter of Aleris Petroleum LLC and Arthur "Art"Wilson: Emergency Cease and Desist Order

In the Matter of the Application for Investment Adviser Representative Registration of Harold Joseph Pascoe: Reprimand

In the Matter of the Dealer Registration of Wells Fargo Investments, LLC: Consent Order and Fine

In the Matter of Remington Oil and Gas Inc., Rodney K. Williams, Kevin R. Gatewood and Byron L. Winbush: Emergency Cease and Desist Order