Enforcement Actions Administrative

In the Matter of Gerald Page Brockman: Agreed Cease and Desist Order

In the Matter of Benjamin I. Gonzales: Agreed Cease and Desist Order

In the Matter of Ashly W. Kubicek: Agreed Cease and Desist Order

In the Matter of the Agent and Investment Adviser Representative Registrations of Richard Henry Elizondo: Suspension

In the Matter of Arthur R. Hudspeth

In the Matter of Robert J. Quintana D/B/A Southern Pump and Pipeline Services, and Robert J. Quintana, Individually: Agreed Cease and Desist Order

In the Matter of the Agent and Investment Adviser Registrations of Richard Henry Elizondo: Notice of Hearing

In the Matter of the Applications for the Investment Adviser Registration of Burrus Financial Services, Inc. d/b/a Burrus and the Investment Adviser Representative Registration of Jeffrey Burrus Bland: Disciplinary Order

In the Matter of the Application for Agent Registration of Gregory Frank Estes: Notice of Hearing

In the Matter of Kristopher Lee Anderson: Agreed Cease and Desist Order