Enforcement Actions Administrative

In the Matter of the Agent and Investment Adviser Representative Registrations of Jason Allen D'Amato: Notice of Hearing

In the Matter of UVEST Financial Services Group Inc.: Consent Order, Fine

In the Matter of Bankers Life and Casualty Company and BLC Financial Services Inc: Consent Order, FIne

In the Matter of ProEquities Inc.: Consent Order, Fine

In the Matter of Ricky V. Alaniz

In the Matter of Ecoenergy Group, Inc. DBA Intermodal Wealth, Intermodal Wealth, Inc., John Patrick Acord, Steven Patrick Jones, and Donald Drabik

In the Matter of the Investment Adviser Representative Registration of Russell Kent Childs: Suspension

In the Matter of Ronald K. Rock: Cease and Desist Order, Fine

In the Matter of Paul Manoharan: Cease and Desist Order, Fine

In the Matter of the Investment Adviser Representative Registration of Dale Lewis Stringer: Registration revoked