Enforcement Actions Administrative

In the Matter of the Agent Registration of Kathleen Claire Mills

In the Matter of the Application for Agent Registration of Riley Marie Rogers

In the Matter of the Agent Registration of Thomas Andrew Wakefield

In the Matter of the Application for Agent Registration of Richard Eric Cole

In the Matter of the Application for Agent Registration of Michael Wayne Rollins

In the Matter of the Applications for the Investment Advisor Registration of Tad Edwin Cromer D/B/A Financial Security Analysis and the Agent Registration of Randel Ray Stringer

In the Matter of the Agent Registration of Dolores Maria Oroian

In the Matter of the Agent Registration of Randall Jay Miller

In the Matter of the Agent Registration of Ronald P. Hendrick

In the Matter of the Applications for the Investment Adviser Registration of Dallas Financial Advisory, Inc. and the Agent Registration of Jon Michael Reppert