Enforcement Actions Administrative

Jul 31
2000

Order No. SSO-1401

In the Mattter of TBX Resources, Inc. and Timothy Paul Burroughs

Jul 17
2000

Order No. SSO-1400

In the Matter of The Reserve Fund (U.S. Treasury Fund)

Jul 11
2000

Order No. CAF-1399

In the Matter of the Investment Adviser Registration of Pulliam & Cable, P.C. and the Agent Registration of Davis Jo Cable

Jul 10
2000

Order No. CP-1398

In the Matter of Tri-West Investment Club and Jason Kingsley

Jul 5
2000

Order No. CAF-1397

In the Matter of the Investment Adviser Registration of Charles Afton Richards

May 21
2000

Order No. CDO/FIN-1396

In the Matter of Eddie Mayo Oil Properties and Eddie Mayo

May 17
2000

Order No. SUS-1395

In the Matter of TBX Resources, Inc. and Timothy Paul Burroughs

May 9
2000

Order No. CAF/SUS-1394

In the Matter of the Application for the Investment Adviser Registration of Thomas Raymond Temple

May 3
2000

Order No. REV-1393

In the Matter of the Revocation of the Agent Registration of Darrell Wayne Provost

Apr 28
2000

Order No. CDO-1392

In the Matter of U.S. Professionals, Inc., Benjamin Young, and Kirk Michael Streuling