Enforcement Actions Administrative

In the Matter of Charles W.L. Johnson, Jr. d/b/a Matrix Trading Group, Inc. d/b/a Spot Trading Group; Nhat Hoai Ngo d/b/a Matrix Trading Group, Inc. d/b/a Spot Trading Group; and Ricky Don Kincaid, Jr. d/b/a Matrix Trading Group, Inc. d/b/a Spot Trading Group

In the Matter of the Agent Registration of Aristides Dionysios Priakos

In the Matter of the Agent Registration of Gentry Rowsey Knapp

In the Matter of the Revocation of the Securities Agent Registration and the Denial of the Investment Adviser Agent Renewal Application of James Newton Darwin, II

In the Matter of the Agent Registration of William Neil Gallagher

In the Matter of Mariah Resources, Inc. and James L. Slayton

In the Matter of Buckeye Energy Corporation and Phillip Sharp

In the Matter of James Everett Surber and James Everett Surber D.B.A. Cornerstone Financial, Inc.

In the Matter of the Agent Registration of Charles Alfred Bishop

In the Matter of James E. Altman