Enforcement Actions Administrative

In the Matter of ALI Viatical Funding, Inc.

In the Matter of American Benefits Services, Inc. and R. Ray Levy

In the Matter of the Agent Registration of William Sherman Wilcott, Jr.

In the Matter of the Application for Investment Adviser Registration of Jack Gerald Clark

In the Matter of ATM USA Corporation, Convenient Banking Systems, William H. Miracle, and Michael J. Thomas

In the Matter of James F. Ricker

In the Matter of the Application for Agent Registration of Joshua Seth Sternlicht

In the Matter of the Dealer Registration of MML Investors Services, Inc.

In the Matter of the Application for Registration of Jerry Don Bailey

In the Matter of the Denial of the Agent Registration of William Jack Hawkins