Enforcement Actions Administrative

May 21
1999

Order No. CAF-1364

In the Matter of the Application for Investment Adviser Registration of Jack Gerald Clark

May 17
1999

Order No. CDO-1362

In the Matter of ATM USA Corporation, Convenient Banking Systems, William H. Miracle, and Michael J. Thomas

May 17
1999

Order No. CDO-1363

In the Matter of James F. Ricker

May 5
1999

Order No. CAF-1361

In the Matter of the Application for Agent Registration of Joshua Seth Sternlicht

May 3
1999

Order No. CAF-1359

In the Matter of the Dealer Registration of MML Investors Services, Inc.

May 3
1999

Order No. CAF-1360

In the Matter of the Application for Registration of Jerry Don Bailey

Apr 15
1999

Order No. DOR-1358

In the Matter of the Denial of the Agent Registration of William Jack Hawkins

Apr 14
1999

Order No. CAF/SUS-1357

In the Matter of the Application for Dealer Registration of A. CH. Securities, Inc.

Apr 7
1999

Order No. CDO-1356

In the Matter of Everywebsiteintheworld.com, Inc. and Mark Givens

Mar 29
1999

Order No. CAF-1354

In the Matter of the Application for the Registration of James M. Myers & Co., Inc. and the Agent Registration of Franklin Clemmer Golden