Enforcement Actions Administrative

IN THE MATTER OF THE AGENT AND INVESTMENT ADVISER REPRESENTATIVE REGISTRATIONS OF ROBERT BRIAN GLENN, THE INVESTMENT ADVISER REGISTRATION OF RG ADVISORS, INC., AND THE DEALER REGISTRATION OF LPL FINANCIAL CORPORATION

IN THE MATTER OF IMPACT ENERGY LLC SHANE RHODEN PERRY

IN THE MATTER OF THE DEALER REGISTRATION OF CITIGROUP GLOBAL MARKETS, INC.

IN THE MATTER OF THE INVESTMENT ADVISER REPRESENTATIVE REGISTRATION OF JOSE MIGUEL ITURBE

IN THE MATTER OF THE DEALER REGISTRATION OF FOX & COMPANY INVESTMENTS, INC.

IN THE MATTER OF THE AGENT REGISTRATION OF STEVEN M. KNOWLTON AND THE DEALER REGISTRATION OF IMS SECURITIES, INC.

IN THE MATTER OF THE DEALER REGISTRATION OF SMH CAPITAL, INC.

IN THE MATTER OF KENSINGTON RESOURCES, INC.; NANCY MASSA; BLAKE WARD AND MICHAEL LOMBARD

IN THE MATTER OF ROCKWALL OIL COMPANY, BLACK LAKE ENERGY, INC., D/B/A ROCK WALL OIL COMPANY AND WAYNE A. RAND

IN THE MATTER OF THE INVESTMENT ADVISER REPRESENTATIVE REGISTRATION OF ALEX FRANCIS WEISBERG, JR.