Enforcement Actions Administrative

In the Matter of FlippingYourMoney.com and Brian Keith McClain: Emergency Cease and Desist Order

In the Matter of Balanced Energy, LLC and Kirk Johnson: Notice of Hearing

In the Matter of Ross Edmond Taylor: Emergency Cease and Desist Order

In the Matter of the Investment Adviser Registration of Warren Financial Services LLC and the Investment Adviser Representative Registration of Kenneth Wayne Graves: Notice of Hearing

In the Matter of the Dealer Registration of J.P. Morgan Securities LLC: Reprimand, Fine

In the Matter of the Investment Adviser Representative Registration of Kenneth Warren Paxton Jr.: Disciplinary Order

In the Matter of James Dean French and Morning Tower Ltd.: Emergency Cease and Desist Order

In the Matter of Balanced Energy LLC and Kirk Johnson: Emergency Cease and Desist Order

In the Matter of the Investment Adviser Registration of Wealth Solutions Inc. and the Investment Adviser Representative Registration of Richard Dwayne Blair: Reprimand, Undertaking

In the Matter of the Agent and Investment Adviser Representative Registrations of Lloyd James Chappell: Revoked