Enforcement Actions Administrative

Oct 1
2020

Order No. IC20-SUS-06

In the Matter of the Investment Adviser Registration of Ironwood Wealth Management and the Investment Advisor Representative Registration of John Stuart: Suspension, Undertaking, and Refund to Investors

Sep 30
2020

Order No. ENF-20-CDO-1821

In the Matter of Trademining Inc. aka Trademining.IO and Devon Tyler Shigaki: Emergency Cease and Desist Order 

Sep 9
2020

Order No. IC20-REV-05

In the Matter of The Investment Advisor Representative Registration of Kim D. Butler: Registration Revoked

Sep 3
2020

Order No. ENF-20-CDO-1820

In the Matter of Forex Birds, LTD.; Kumar Babu Gondesi; Eric Balusek aka Darwin Eric Balusek aka Bitcoin Pope; and Pek Universe: Emergency Cease and Desist Order

Sep 2
2020

Order No. ENF-20-CDO-1819

In the Matter of Admin OnlineExpo and Amage Trades: Emergency Cease and Desist Order 

Sep 1
2020

Order No. ENF-20-CDO-1818

In the Matter of Energy Investment Partners, LLC and John Robert "Bob"Flournoy: Emergency Cease and Desist Order 

Aug 14
2020

Order No. ENF-20-CDO-1817

In the Matter of Liquid Gold Trust, Liquidity Card Solution LLC, Liquidity Global Card Solution (PTY) LTD, and Lance Angus Jerrard: Emergency Cease and Desist Order

Jul 31
2020

Order No. ENF-20-CDO-1816

In the Matter of Solium Financial Services LLC: Consent Order

Jul 23
2020

Order No. ENF-20-CDO-1815

In the Matter of Advanced Wellness Services, LLC dba WellnessTech Healthtm, Recovery Management International, and Randall "Randy"Johnson: Order Modifying Emergency Cease and Desist Order ENF-19-CDO-1775

 

Jul 16
2020

Order No. ENF-20-CDO-1814

In the Matter of Mind Capital AKA Mind Capital OÜ AKA Mind Capital Tech SL; Gonzo Garcia-Pelayo; Oscar Garcia-Pelayo; Rubén Arcas; Manual Arniz; Cristina Kelly Lopez’ Alejandro Mejía; and Craig Kintzel