Enforcement Actions Administrative

Oct 15
2019

Order No. ENF-CDO-20-1791

In the Matter of PK Crypto Investment AKA PK-Crypto Investment; Peggy Kay Brendan; and Janet A. Osborn: Emergency Cease and Desist Order

Oct 15
2019

Order No. ENF-20-CDO-1790

In the Matter of Crypto Miner Limited AKA Cyp Miner Limited AKA Cyp Miner and Elizabeth Frazier: Emergency Cease and Desist Order

Oct 11
2019

Order No. IC19-REV-05

In the Matter of the Investment Adviser Registration of Marwieh Advisory Services LLC and the Investment Adviser Representative Registration of George Augustus Marwieh: Registration Revoked

Sep 20
2019

Order No. ENF-20-CDO-1789

In the Matter of Sourcerock Energy Phoenix Prospect LP; Sourcerock Energy GP LLC; Sourcerock Energy Partners LP; and J.A. Gilbert AKA Jason A. Gilbert: Agreed Cease and Desist Order; Rescission Offer

Sep 16
2019

Order No. ENF-CDO-20-1799

In the Matter of Kelcas Corp., Kelcas Ohio River Oil LLC, and Wilhem B. Lilliehook: Order

Sep 16
2019

Order No. ENF-20-CDO-1787

In the Matter of Kelcas Corp.; Kelcas Ohio River Oil LLC; HOK Global Consulting PTE Ltd. AKA HOK Global Consulting PTD Ltd.; Wilhelm B. Lilliehook; and Hok-Lam Chan AKA Hok Lam Chan: Emergency Cease and Desist Order

Sep 13
2019

Order No. ENF-CDO-20-1788

In the Matter of Brett Kroh: Fine, Agreement to Cooperate

Aug 9
2019

Order No. 19-CDO-1786

In the Matter of Jeremy Bryan Yowell AKA JB Yowell: Order

Aug 6
2019

Order No. ENF-19-CDO-1785

In the Matter of Forex and Bitcoin Trader AKA Forex & Bitcoin Traders AKA FX & Bitcoin Trader AKA FX & Bitcoin: Emergency Cease and Desist Order

Aug 2
2019

Order No. REG19-CAF-04

In the Matter of the Investment Adviser Registration of Lowell & Company Inc.: Fine, Reprimand