Enforcement Actions Administrative

Nov 18
2020

Order No. ENF-20-CDO-1824

In the Matter of Proactive Expert Trading; Reliable Miners; Bitcoin FX Options AKA BitcoinFX Options; Sure Trade Earnings; CryptoTradeFXWay AKA CryptoTrade FX Way; Proactive ExpertTrade; ReliableFX Internal Trade; MaxFX Internal Trade; AntPoolTop Mining; ExpertTrade247and James Blundell: Emergency Cease and Desist Order 

Nov 9
2020

Order No. ENF-20-CDO-1823

In the Matter of ARCA Wildlife Development and Conservation, LLC, FKA ARCA Wildlife Partners, LLC, FKA ARCA Development and Conservation, LLC; Texas Savanna Partners LLC AKA Texas Savanna LLC Partnership, Texas Savanna Partnership LLC, AKA Texas Savanna Breeding Partnership, LLC AKA Texas Savanna Breeding Partnership; Brian Keith Alfaro; Kristi M. Alfaro; Ariana A. Alfaro and Reece A. Alfaro: Emergency Cease and Desist Order

Oct 22
2020

Order No. ENF-20-CDO-1822

In the Matter of Charles Winn, LLC ; Charlie Jake Smith ; Oscar Valentine ; Christian Fonte AKA Chris Font , Casey Farrell , Joe Adams , Helen Stanley and Michael Jones : Emergency Cease and Desist Order
Oct 16
2020

Order No. REG20-SUS-04

In the Matter of the Investment Adviser Registration of Queen B Advisors, LLC and the Investment Advisor Representative Registration of Brooklyn Chander Willy : Suspension, Undertaking, Registration Granted
Oct 1
2020

Order No. IC20-SUS-06

In the Matter of the Investment Adviser Registration of Ironwood Wealth Management and the Investment Advisor Representative Registration of John Stuart: Suspension, Undertaking, and Refund to Investors

Sep 30
2020

Order No. ENF-20-CDO-1821

In the Matter of Trademining Inc. aka Trademining.IO and Devon Tyler Shigaki: Emergency Cease and Desist Order 

Sep 9
2020

Order No. IC20-REV-05

In the Matter of The Investment Advisor Representative Registration of Kim D. Butler: Registration Revoked

Sep 3
2020

Order No. ENF-20-CDO-1820

In the Matter of Forex Birds, LTD.; Kumar Babu Gondesi; Eric Balusek aka Darwin Eric Balusek aka Bitcoin Pope; and Pek Universe: Emergency Cease and Desist Order

Sep 2
2020

Order No. ENF-20-CDO-1819

In the Matter of Admin OnlineExpo and Amage Trades: Emergency Cease and Desist Order 

Sep 1
2020

Order No. ENF-20-CDO-1818

In the Matter of Energy Investment Partners, LLC and John Robert "Bob"Flournoy: Emergency Cease and Desist Order