Enforcement Actions Administrative

In the Matter of the Investment Adviser Registration the Investment Adviser Representative Registration of Scott Malone: Reprimand, Fine, Undertaking, and Registration Granted

In the Matter of Independent Financial Group, LLC: Undertaking and Fine

In the Matter of D&S Recruiting, LLC, DBA Legacy Leads; Dirty Richard’s Products, LLC, DBA Dirty Dick’s Products, LLC; and Larry Scott Rogers AKA Scott Rogers: Emergency Cease and Desist Order

In the Matter of DailyForex247 aka DialyForex247 [sic] AKA Futureview Express AKA Pocket Option: Emergency Cease and Desist Order

In the Matter of Digitaly Invest and FxSmart-Robots: Emergency Cease and Desist

In the Matter of Delta Crypt Limited DBA Binance Assets dba BinanceAssets LTD DBA Bit Kind LTD: Emergency Cease and Desist Order

In the Matter of the Investment Adviser Representative Registration of Thomas H. Payne: Reprimanded, Registration Granted

In the Matter of The Investment Adviser Registration of S.G. Long & Company: Reprimand, Fine,  and Registration Granted

In the Matter of NeuMacro Investments, LLC; Prime Liqidators; Michael Ray Abri and Christopher Koozekanani: Emergency Cease and Desist Order 

In the Matter of the Investment Adviser Registration of Kurt Jason Gunter: Suspension, Registration Granted