Enforcement Actions Administrative

In the Matter of the Agent Registration of Daniel Regan Anderson

In the Matter of Investment Adviser Registration of McCrory Associates Investment Management, Inc.; the Agent Registration of Aminee Bess McCrory; and the Advisory Activity of Matthew Kissinger

In the Matter of the Dealer Registration of the Williams Financial Group, Inc.

In the Matter of Dealer Registration of K.W. Chambers & Co. and the Agent Registration of James Ronald Sanford

In the Matter of the Agent Registration of James Marvin Windham, Jr.

In the Matter of Roberta Ludlow d/b/a C & R Professional Service

In the Matter of Tamarack Funding Corporation, Garry P. Isaacs, and Mary T. Johnson

In the Matter of William Buse

In the Matter of the Application for Agent Registration of Todd A. Harmon

In the Matter of the Application for the Agent Registration of Matthew Tran